The latest sampled SEC record is Form 4/A for FIRST OPPORTUNITY FUND INC, filed May 7, 2015. It contains 1 reported transaction row. The filer is listed as officer.
What the SEC filings show
Stephanie J. Kelley is named as a reporting owner in 2 source-backed SEC filings in this collection, associated with 2 public-company issuers. The latest included filing was submitted May 7, 2015. The source documents represented in this collection are shown below.
Filings may report stock transactions or holdings at a particular time. They do not establish the person's current share balance, portfolio value, total net worth, or whether a transaction was an open-market purchase or sale.
Source filings
2
Issuers represented
2
Filings with transactions
2
Filings with holdings
0
Companies in the sampled SEC record
Company-level details are grouped by the SEC issuer CIK. Filing counts and row totals below cover only the 2 documents displayed on this page, not every historical filing or a current share balance.
2 source documents shown, newest first, from 2 filings in this collection. Transaction and holding row counts are not share quantities or evidence of profit, purchases or sales. The links lead to the original SEC records.
Form 4/A · FIRST OPPORTUNITY FUND INC
Amended filing for changes in beneficial ownership. 1 reported transaction row. The filing identifies the reporting owner as officer.
Issuer CIK 0000790202 · Accession 0001245549-15-000004
Explore other reporting owners with historical filings for the same SEC issuers. Shared filing history does not establish a current employer, working relationship, or holding.
FIRST OPPORTUNITY FUND INC
6 published reporting owners with sampled filings for this issuer
SEC Forms 3, 4 and 5 disclose certain ownership and transaction observations. Reporting dates, beneficial ownership, derivative instruments, indirect positions and amendments can affect interpretation. Figures here are counts of filing records, not independent valuations. Exact total net worth is not publicly known from this filing record.