Stephanie J. Kelley SEC insider filings

The latest sampled SEC record is Form 4/A for FIRST OPPORTUNITY FUND INC, filed May 7, 2015. It contains 1 reported transaction row. The filer is listed as officer.

What the SEC filings show

Stephanie J. Kelley is named as a reporting owner in 2 source-backed SEC filings in this collection, associated with 2 public-company issuers. The latest included filing was submitted May 7, 2015. The source documents represented in this collection are shown below.

Filings may report stock transactions or holdings at a particular time. They do not establish the person's current share balance, portfolio value, total net worth, or whether a transaction was an open-market purchase or sale.

Source filings
2
Issuers represented
2
Filings with transactions
2
Filings with holdings
0

Companies in the sampled SEC record

Company-level details are grouped by the SEC issuer CIK. Filing counts and row totals below cover only the 2 documents displayed on this page, not every historical filing or a current share balance.

FIRST OPPORTUNITY FUND INC

SEC issuer CIK 0000790202

Sampled filing dates
May 7, 2015
Forms represented
Form 4/A
Transaction rows in sample
1
Holding rows in sample
0

Roles reported in these filings: officer

Other SEC reporting owners for this issuer

BOULDER GROWTH & INCOME FUND

SEC issuer CIK 0000102426

Sampled filing dates
May 5, 2015
Forms represented
Form 4/A
Transaction rows in sample
1
Holding rows in sample
0

Roles reported in these filings: officer

Other SEC reporting owners for this issuer

Dated SEC filing evidence

2 source documents shown, newest first, from 2 filings in this collection. Transaction and holding row counts are not share quantities or evidence of profit, purchases or sales. The links lead to the original SEC records.

  1. Form 4/A · FIRST OPPORTUNITY FUND INC

    Amended filing for changes in beneficial ownership. 1 reported transaction row. The filing identifies the reporting owner as officer.

    Issuer CIK 0000790202 · Accession 0001245549-15-000004

    Read original SEC Form 4/A
  2. Form 4/A · BOULDER GROWTH & INCOME FUND

    Amended filing for changes in beneficial ownership. 1 reported transaction row. The filing identifies the reporting owner as officer.

    Issuer CIK 0000102426 · Accession 0001245549-15-000003

    Read original SEC Form 4/A

Other SEC reporting owners at these companies

Explore other reporting owners with historical filings for the same SEC issuers. Shared filing history does not establish a current employer, working relationship, or holding.

FIRST OPPORTUNITY FUND INC

6 published reporting owners with sampled filings for this issuer

Browse reporting owners for FIRST OPPORTUNITY FUND INC

BOULDER GROWTH & INCOME FUND

7 published reporting owners with sampled filings for this issuer

Browse reporting owners for BOULDER GROWTH & INCOME FUND

How to interpret this evidence

SEC Forms 3, 4 and 5 disclose certain ownership and transaction observations. Reporting dates, beneficial ownership, derivative instruments, indirect positions and amendments can affect interpretation. Figures here are counts of filing records, not independent valuations. Exact total net worth is not publicly known from this filing record.

Browse this reporting owner's SEC filing history

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